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RSC/Sec/47×August×2016Page×1 of×86To:RDA×Steering×CommitteeFrom:Judith×A. Mutagen, ×Secretary, ×Subject:Revisions×to RDA×Reference×and×related×instructions×included×in the×August×2016 release
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To fill out rscsec4, follow these steps:
02
Start by writing your name and contact information at the top of the form.
03
Provide your social security number or tax identification number, if applicable.
04
Fill in the details of the security you are reporting on, including the name, symbol, and exchange it is traded on.
05
Indicate the number of shares or amount of the security you are reporting on.
06
Specify whether the security is being bought or sold.
07
Provide the date of the transaction and the price at which it was bought or sold.
08
If necessary, include any additional information or explanations in the space provided.
09
Sign and date the form.
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Keep a copy of the filled-out form for your records.
11
Submit the form to the appropriate regulatory authority, as instructed.

Who needs rscsec4?

01
Rscsec4 may be needed by individuals or entities who are required to report securities transactions, such as:
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- Investors who execute transactions in publicly traded securities.
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- Securities brokers or dealers.
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- Investment advisers or consultants.
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- Companies or organizations that oversee employee benefit plans involving securities.
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- Regulatory authorities responsible for monitoring and enforcing securities laws.
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- Tax authorities that require reporting of securities transactions for tax purposes.
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