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SECURITIES AND EXCHANGE COMMISSIONER 13FE Quarterly 13F report filed by institutional managersFiling Date: 19981119 Period of Report: 19980930 SEC Accession No. 000000974998000108 (HTML Version on

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How to fill out quarterly 13f report filed

01

To fill out a quarterly 13f report, follow these steps:

02

Begin by obtaining the necessary form, which is Form 13F, from the Securities and Exchange Commission (SEC) website.

03

Identify your organization's name, address, and Central Index Key (CIK) at the top of the form.

04

Provide the filing date and period covered in the respective sections.

05

Complete the information regarding the management of investment discretionary authority.

06

List all the securities held in the portfolio as of the reporting period. Include the name of the issuer, the class of the security, the CUSIP number, and the number of shares or principal amount held.

07

Indicate the investment value in U.S. dollars for each security and enter the corresponding percentage of the portfolio value.

08

Report any changes made to the securities held during the reporting period, including additions, disposals, and modifications.

09

If applicable, disclose the investment activities in non-U.S. securities or American Depositary Receipts (ADRs).

10

Submit the completed form to the SEC through the Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.

11

Ensure that the filing is submitted before the designated deadline to avoid penalties or non-compliance issues.

Who needs quarterly 13f report filed?

01

Quarterly 13f report filed is required by institutional investment managers, such as banks, insurance companies, hedge funds, mutual funds, pension funds, and other large firms who manage assets valued at least $100 million.

02

These reports provide transparency and help regulatory authorities, investors, and the public to monitor the investment activities and holdings of these organizations.

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What is quarterly 13f report filed?

The quarterly 13F report is a form that must be filed by institutional investment managers that have assets under management of $100 million or more, disclosing their holdings of U.S.-traded securities.

Who is required to file quarterly 13f report filed?

Institutional investment managers with assets under management of $100 million or more are required to file the quarterly 13F report.

How to fill out quarterly 13f report filed?

The quarterly 13F report can be filled out electronically through the SEC's EDGAR system, following the instructions provided in the form itself.

What is the purpose of quarterly 13f report filed?

The purpose of the quarterly 13F report is to provide transparency to the public about the holdings of institutional investment managers, allowing investors to make more informed decisions.

What information must be reported on quarterly 13f report filed?

The quarterly 13F report must include the name of the institutional investment manager, the list of U.S.-traded securities held, the number of shares held, and the fair market value of those securities.

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