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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER

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Penson Worldwide Inc. was a financial services company that specialized in securities clearing and custody.

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Any company or entity that was previously associated with Penson Worldwide Inc. would be required to file necessary documentation.

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To fill out Penson Worldwide Inc. forms, they must be completed accurately and all required information must be provided.

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The purpose of filing Penson Worldwide Inc. forms is to report financial and operational information of the company.

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