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Form NHS 1 2017National Monuments Service DATE STAMP (RECEIVED)Method statement: YesNoLetter regarding funding: YesNoApplication checked:Date:License NUMBER OFFICE USE ONLYApplication for a license
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Form NMS 1 is a document that must be filed by certain entities with the Securities and Exchange Commission (SEC) to report their ownership of National Market System (NMS) securities.
Entities such as broker-dealers, institutional investors, and certain individuals who meet specific criteria are required to file Form NMS 1.
Form NMS 1 can be completed online through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. The form requires information about the filer's identity, securities holdings, and other relevant details.
The purpose of Form NMS 1 is to provide the SEC with information about the ownership of NMS securities, which helps monitor and regulate the securities markets.
Form NMS 1 requires filers to report details such as their name, address, securities holdings, and any changes in ownership during the reporting period.
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