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IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF TENNESSEE AT KNOXVILLE SECURITIES AND EXCHANGE COMMISSION, ) ) Plaintiff,) ) v.) ) HARRY CRAIG DOES,) ) Defendant. )Civil Action No.
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The Securities and Exchange Commission (SEC) is a government agency responsible for regulating securities markets and enforcing securities laws.
Companies that offer securities for sale to the public are required to file with the SEC.
Companies can fill out the required forms electronically through the SEC's online filing system.
The purpose of the SEC is to protect investors, maintain fair and efficient markets, and facilitate capital formation.
Companies must report detailed financial information, business operations, and other material information to the SEC.
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