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EXHIBIT 4C.1SAMPLE FORMAT PROFESSIONAL SERVICES CONTRACT (Not to be used for architects/engineers)This Contract is entered into this day of, 20, by and between (name of Grantee), herein referred to
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Exhibit 4-c is a form used to report certain information required by the regulatory agency.
Entities or individuals who meet the criteria set forth by the regulatory agency are required to file exhibit 4-c.
Exhibit 4-c can be filled out electronically or manually, following the instructions provided by the regulatory agency.
The purpose of exhibit 4-c is to provide specific information to the regulatory agency for regulatory compliance.
Information such as financial data, ownership structure, and other relevant details must be reported on exhibit 4-c.
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