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Noncompliance ManualCompliance Office and Planning/Program Supportable OF CONTENTSPreface CHD Monitoring & Closeout Guidelines Development to Occupancy Part I: Introduction1 A. Owners Responsibilities
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Compliance office and planning program is a set of policies, procedures, and guidelines designed to ensure that an organization complies with laws, regulations, and ethical standards.
Organizations in certain industries, such as financial services, healthcare, and government contracting, are typically required to have a compliance office and planning program.
To fill out a compliance office and planning program, organizations must assess their risks, develop policies and procedures, train employees, monitor compliance, and periodically review and update the program.
The purpose of a compliance office and planning program is to prevent and detect violations of laws, regulations, and ethical standards, and to promote a culture of compliance within an organization.
Information that must be reported on a compliance office and planning program includes risk assessments, policies and procedures, training records, monitoring activities, and program reviews.
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