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401(k) PLAN FEE DISCLOSURE FORM For Services Provided by Principal Total Plan Expenses Role(s) performed by service provider (check all that apply) Custodian/Trustee Record KeeperThirdParty Administrator
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What is total plan expenses?
Total plan expenses are the sum of all fees and expenses associated with running a retirement plan.
Who is required to file total plan expenses?
Employers or plan sponsors are required to file total plan expenses for their retirement plans.
How to fill out total plan expenses?
To fill out total plan expenses, gather all information on fees and expenses related to the retirement plan and report them accurately.
What is the purpose of total plan expenses?
The purpose of total plan expenses is to provide transparency on the costs associated with managing a retirement plan.
What information must be reported on total plan expenses?
Information such as administrative fees, investment management fees, legal fees, and any other expenses related to the retirement plan must be reported on total plan expenses.
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