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Rule 609 and Form Supporting Statement.×Justification1.×Necessity for Information CollectionSection 11A(b)(1) of the Securities Exchange Act of 1934 (Act),1 as added by the Securities Acts Amendments
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Rule 609 is a regulation that requires individuals to disclose certain financial interests. The form associated with Rule 609 is used to report these interests.
Individuals who hold certain financial interests are required to file Rule 609 and the associated form.
Rule 609 and the associated form must be filled out accurately and completely, including all required financial information.
The purpose of Rule 609 and the associated form is to provide transparency regarding financial interests held by individuals.
Rule 609 and the associated form require individuals to report specific financial interests, such as stock holdings and business investments.
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