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Rule 204A(3)(b) Form 43Notice to occupiers of application to serve warrant of possession NOTICE TO OCCUPIERS OF APPLICATION FOR PERMISSION TO SERVE WARRANT OF POSSESSION This NOTICE is given to you
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Rule 204a-3b is a rule under the Investment Advisers Act that requires SEC-registered investment advisers to file Form ADV Part 2B.
SEC-registered investment advisers are required to file rule 204a-3b.
Rule 204a-3b is filled out by completing Form ADV Part 2B, which includes information about the specific individuals who provide investment advice.
The purpose of rule 204a-3b is to provide clients with important information about key individuals at an investment advisory firm who provide advice.
Rule 204a-3b requires the reporting of information about key individuals who provide investment advice, including their qualifications, disciplinary history, and outside business activities.
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