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Rule 17 A.6(1)FORM 16eForm of application for reviewVULNERABLE WITNESSES (SCOTLAND) ACT 2004 Section 13Received the day of 20 (date of receipt of this notice) (signed) Sheriff Clerk APPLICATION FOR
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Rule 17a is a regulation in the securities industry that requires broker-dealers to make and keep accurate books and records.
Broker-dealers are required to file rule 17a.
Rule 17a can be filled out by ensuring accurate books and records are maintained according to the regulation.
The purpose of rule 17a is to ensure transparency and accountability in the securities industry.
Information such as transactions, account statements, and records of client activities must be reported on rule 17a.
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