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Town of Tennis Zone/Site Permit Application All areas marked with an asterisk must be completed. All applicants must complete Zone/Site application must be completed in full; incomplete applications
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Anyone who falls under the jurisdiction of the 98-92 NASD Regulation Articulates needs to comply with it.
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This may include individuals or organizations involved in the securities industry, such as broker-dealers, investment advisors, or other regulated entities.
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Compliance with the regulation helps maintain transparency, fairness, and integrity within the securities market.

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It focuses on the regulation of advertising and promoting securities by financial institutions.
Financial institutions such as broker-dealers and investment advisers are required to file.
The regulations specify the information that needs to be included in advertisements and promotions of securities by financial institutions.
The purpose is to ensure that investors receive accurate and truthful information when making investment decisions.
Information such as the risks associated with the investment, potential returns, and any conflicts of interest must be reported.
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