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Appendix CERTIFICATE FOR INTERNAL Auditee have examined the relevant books of accounts, records and documents maintained by M/s. , (name of the trading/clearing member) bearing SEMI registration number)
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The name of the form tradingclearing may be needed by individuals or entities involved in the trading and clearing process. This may include traders, clearinghouse representatives, financial institutions, or regulatory authorities.

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The name of the form is Form TC-101.
Any financial institution engaging in trading or clearing activities is required to file Form TC-101.
The form can be filled out online through the designated portal provided by the regulatory authority.
The purpose of Form TC-101 is to track and regulate trading and clearing activities conducted by financial institutions.
The form requires detailed information on the types of trades executed, counterparties involved, clearing processes used, and risk management strategies.
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