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APPLICATION FORM Consultative Working Group of ESMAsInvestor Protection and Intermediaries Standing Committee (IP ISC)Please find enclosed the application of INSERT NAME OF APPLICANT in response to
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Who needs investor protection and intermediaries?

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- Individual investors who want to safeguard their investments and financial assets from fraud or malpractice.
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- Institutional investors such as pension funds or insurance companies that manage significant amounts of money on behalf of others.
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- Financial intermediaries, such as brokers or investment advisors, who facilitate investments and manage client portfolios.
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What is Investor Protection and Intermediaries Standing Committee (IPISC) Form?

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Investor protection and intermediaries refer to regulations and measures in places to safeguard the interests of investors and ensure fair practices by intermediaries in financial transactions.
Financial institutions, investment firms, and other intermediaries involved in financial transactions are required to file investor protection and intermediaries.
Investor protection and intermediaries are typically filled out through a specific form provided by regulatory authorities, detailing information about the transactions, investor rights, and intermediary involvement.
The purpose of investor protection and intermediaries is to ensure transparency, trust, and accountability in financial transactions, thereby protecting investors from fraud, manipulation, and unfair practices.
Information such as transaction details, investor information, intermediary roles, and compliance with regulatory requirements must be reported on investor protection and intermediaries.
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