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Duke UniversityMedical Center Library News October 2005Issue #302Help Us Celebrate! Learn Something New! Win a Prize! Megan von Eisenberg, MLM Task Force October is National Medical Librarians Month

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What is issue 302?

Issue 302 refers to the form used to report the annual statement of ownership of securities by institutional investment managers.

Who is required to file issue 302?

Institutional investment managers with assets under management of $100 million or more are required to file issue 302.

How to fill out issue 302?

Issue 302 can be filled out electronically through the SEC's EDGAR system.

What is the purpose of issue 302?

The purpose of issue 302 is to provide transparency and accountability in the securities market by disclosing the ownership of securities by institutional investment managers.

What information must be reported on issue 302?

Issue 302 requires the disclosure of the name and address of the institutional investment manager, as well as a list of the securities they own.

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