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ORDER ROUTING AGREEMENT Between NEWSGROUP SECURITIES (PROPRIETARY) LIMITED (Registration Number: 1995/012240/07) (Ned Sec “) And Registration Number: (“Client) Definitions In this Order Routing
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How to fill out order routing agreement between:

01
Read the agreement: Start by thoroughly reading the order routing agreement provided by your institution or the party requesting it. Familiarize yourself with the terms, conditions, and requirements outlined in the document.
02
Fill in your personal information: Begin by providing your personal details as requested in the agreement. This may include your full name, contact information, and any other identifiers required.
03
Specify your organization: If applicable, indicate your company or organization's name, address, and other relevant information. Ensure accuracy to avoid any confusion or discrepancies.
04
Understand the order routing obligations: Familiarize yourself with the responsibilities and obligations regarding order routing outlined in the agreement. Pay careful attention to any specific instructions or requirements mentioned.
05
Review and sign: After completing the necessary fields, carefully review the entire agreement to ensure accuracy and understanding. Seek clarification or guidance if needed. Once satisfied, sign the document as required, either physically or digitally.

Who needs order routing agreement between:

01
Institutions and financial entities: Order routing agreements are commonly needed between financial institutions such as banks, investment firms, brokerages, and other financial intermediaries. These agreements establish the terms and conditions for the routing of orders on behalf of clients.
02
Clients and service providers: Clients who engage the services of a financial institution or intermediary may require an order routing agreement to define the terms and conditions under which their orders will be routed and executed.
03
Regulators and overseers: Regulatory bodies, such as securities commissions or exchanges, may require financial institutions and intermediaries to have order routing agreements in place as part of their compliance obligations. These agreements help ensure proper order execution, transparency, and accountability.
In conclusion, anyone involved in the process of order routing, including financial institutions, clients, and regulators, may need an order routing agreement. The agreement establishes the terms, obligations, and responsibilities surrounding the routing and execution of orders.
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The order routing agreement is between a broker-dealer and an execution venue.
Broker-dealers are required to file the order routing agreement between them and the execution venue.
The order routing agreement should be filled out by providing relevant information about the broker-dealer and the execution venue, as well as detailing the terms of the agreement.
The purpose of the order routing agreement is to establish the terms and conditions under which the broker-dealer will route orders to the execution venue.
The order routing agreement should include information about the parties involved, the terms of the agreement, and any other relevant details.
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