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SFC Industry led course exclusion form Colleges must complete this form with details of the course to be excluded for consideration by SFC by 30 September 2017. The form should be sent to: Sharon
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How to fill out sfc industry-led course exclusion

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How to fill out sfc industry-led course exclusion

01
To fill out the SFC (Securities and Futures Commission) industry-led course exclusion form, follow these steps:
02
Obtain the SFC industry-led course exclusion form from the official SFC website or any authorized source.
03
Read the instructions and requirements carefully to understand the eligibility criteria for this exclusion.
04
Fill in your personal details, including name, contact information, and identification number.
05
Provide information about the course you wish to be excluded, including the course name, provider, duration, and any relevant certification or qualification.
06
Attach supporting documents, such as course syllabus or certificates, to validate your request for exclusion.
07
Review the completed form to ensure all information is accurate and complete.
08
Sign and date the form.
09
Submit the filled-out form along with the supporting documents to the designated SFC office or through the specified online submission portal.
10
Await confirmation from the SFC regarding the acceptance or rejection of your industry-led course exclusion request.
11
If approved, keep the confirmation for future reference and compliance purposes.

Who needs sfc industry-led course exclusion?

01
Individuals who are currently working or planning to work in the financial services industry and seeking an exemption from SFC licensing requirements may need the SFC industry-led course exclusion.
02
This exclusion is for individuals who have successfully completed industry-led courses that align with the required competencies and knowledge expected by the SFC.
03
By obtaining this exclusion, they can demonstrate their capabilities and qualifications without being subject to the full licensing requirements set by the SFC.

What is SFC Industry-led course exclusion Form?

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Instructions for the SFC Industry-led course exclusion form

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SFC industry-led course exclusion refers to the process of excluding certain industry-led courses from the list of approved courses by the Securities and Futures Commission.
Any organization or institution offering industry-led courses in the securities and futures industry is required to file for industry-led course exclusion.
To fill out sfc industry-led course exclusion, the organization must provide detailed information about the course, its content, duration, instructors, and relevance to the securities and futures industry.
The purpose of sfc industry-led course exclusion is to ensure that the courses offered in the securities and futures industry meet the standards set by the Securities and Futures Commission.
The information that must be reported on sfc industry-led course exclusion includes course details, instructor qualifications, course materials, and any other relevant information.
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