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Application No. COMMON APPLICATION FORM FOR LUMP SUM/SYSTEMATIC INVESTMENTS Investor must read Key Scheme Features and Instructions before completing this form. All sections to be completed in ENGLISH

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How to fill out declaration for execution-only transaction

01

Gather all necessary financial information such as transaction details, account numbers, and transaction amounts.

02

Make sure you have a clear understanding of the terms and conditions of the execution-only transaction.

03

Fill out the declaration form accurately and completely, providing all required information.

04

Double-check all the information provided to ensure its accuracy.

05

Sign and date the declaration form.

06

Submit the completed declaration form to the relevant party or authority as instructed.

Who needs declaration for execution-only transaction?

01

Anyone who is involved in an execution-only transaction needs to fill out a declaration form. This includes individuals or entities who are making the transaction without receiving advice or recommendations from a financial advisor or broker.

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What is declaration for execution-only transaction?

A declaration for execution-only transaction is a document that indicates a transaction was carried out without any financial advice or recommendations from a broker or advisor.

Who is required to file declaration for execution-only transaction?

The individual or entity conducting the transaction is required to file the declaration for execution-only transaction.

How to fill out declaration for execution-only transaction?

The declaration for execution-only transaction can typically be filled out online on the trading platform or through a paper form provided by the broker or financial institution.

What is the purpose of declaration for execution-only transaction?

The purpose of the declaration for execution-only transaction is to confirm that the transaction was made without any specific advice or recommendations from a financial professional.

What information must be reported on declaration for execution-only transaction?

The declaration for execution-only transaction usually requires information such as the name of the individual/entity conducting the transaction, details of the transaction, and a confirmation that no advice was sought.

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