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Copyright2013SplunkInc. toLeverageSplunksSecurity
How
Intelligence
PlaKormforSecurity
OperaNonsEnvironments
Enoch Long
PrinSecStrategist/Client
Architect, Splunk(Fed)
#splunkconfLegalNoNces
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What is prinsecstrategistclient?
Prinsecstrategistclient is a form used for reporting information about a client's investment strategies.
Who is required to file prinsecstrategistclient?
Investment firms and advisors are required to file prinsecstrategistclient for their clients.
How to fill out prinsecstrategistclient?
Prinsecstrategistclient can be filled out electronically or manually, following the instructions provided on the form.
What is the purpose of prinsecstrategistclient?
The purpose of prinsecstrategistclient is to provide transparency and disclosure on client's investment strategies.
What information must be reported on prinsecstrategistclient?
Information such as client's investment goals, risk tolerance, and investment holdings must be reported on prinsecstrategistclient.
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