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Ninth County
Job Description
Title:
Division:
Department:
FLEA Cat:Appraiser II, Certified Residential
Administration
Assessor
NonExemptCode:
Effective Date:
Last Revised:
Pay Grade:210.2
3/07
2/12
25GENERAL
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How to fill out flsa cat - co

How to fill out flsa cat
01
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What is flsa cat?
FLSA CAT stands for Fair Labor Standards Act (FLSA) Consolidated Audit Trail (CAT), which is a regulatory reporting requirement for certain financial firms to report all of their securities transactions and customer information to a centralized database.
Who is required to file flsa cat?
Broker-dealers, trading venues, and some large institutional investors are required to file FLSA CAT.
How to fill out flsa cat?
Firms subject to FLSA CAT reporting requirements must use the CAT reporting platform to submit their data in the required format. They must also adhere to the CAT reporting technical specifications and rules set forth by the Securities and Exchange Commission (SEC).
What is the purpose of flsa cat?
The purpose of FLSA CAT is to improve the ability of regulators to oversee the securities markets and detect and investigate market manipulation, insider trading, and other illicit activities.
What information must be reported on flsa cat?
Information that must be reported on FLSA CAT includes details of securities transactions, customer information, order event information, and execution information.
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