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UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 81898 / October 19, 2017, ADMINISTRATIVE PROCEEDING File No. 318257 ORDER INSTITUTING
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Loop Capital Markets LLC is a financial services firm that offers investment banking and brokerage services.
Loop Capital Markets LLC is required to be filed by the company's financial department or designated financial personnel.
Loop Capital Markets LLC can be filled out online through the designated regulatory filing system or by submitting the required forms to the appropriate regulatory authority.
The purpose of Loop Capital Markets LLC is to provide transparency and accountability in the financial transactions and activities of the company.
Loop Capital Markets LLC must report financial data, investment transactions, and other related information as required by regulatory authorities.
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