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Volume
25
No. 2
Spring
2011Quarterly
Newsletter of
NOTES and Withe Northwest LinguistLETTER FROM THE NOTES PRESIDENT
By Field Sultan
Happy spring! Inside this Issue:Letter from the NOTES
President1WITS/NOTES
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What is notis and wits?
Notis and wits stand for Notification of Intent to Sell and Withdrawal of Intention to Sell, which are forms used to report certain securities transactions.
Who is required to file notis and wits?
Individuals or entities engaged in securities transactions are required to file notis and wits.
How to fill out notis and wits?
Notis and wits can be filled out online through the designated regulatory agency's website or submitted via mail according to the provided instructions.
What is the purpose of notis and wits?
The purpose of notis and wits is to report securities transactions to ensure compliance with regulatory requirements.
What information must be reported on notis and wits?
Details of the securities being bought or sold, the parties involved, and the transaction prices must be reported on notis and wits.
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