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SECURITIES AND EXCHANGE COMMISSIONER 497K Summary Prospectus for certain opened management investment companies filed pursuant to Securities Act Rule 497(K)Filing Date: 20130926SEC Accession No. 000087846713000703
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01
To fill out Securities Act Rule 497k, follow these steps:
02
Begin by providing the name of the investment company.
03
Specify the date of the prospectus or statement of additional information being filed.
04
Include the file number assigned to the investment company by the Securities and Exchange Commission (SEC).
05
State the exact paragraph or subparagraph of Rule 497k that the filing refers to.
06
Provide a brief description of the filing and its purpose.
07
Ensure that all required information is accurate and up-to-date.
08
Submit the completed filing to the SEC for review and approval.

Who needs securities act rule 497k?

01
Securities Act Rule 497k is needed by investment companies that are required to provide prospectuses or statements of additional information to the public. This rule ensures that the information provided is accurate, current, and compliant with SEC regulations. It applies to investment companies registered under the Securities Act of 1933.
02
Additionally, financial advisors, shareholders, and potential investors may also refer to Securities Act Rule 497k to understand the contents and requirements of the prospectuses or statements of additional information.
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Securities Act Rule 497k is a rule that provides an exemption from certain requirements of the Securities Act of 1933 for certain offerings of asset-backed securities.
Issuers of asset-backed securities must file Securities Act Rule 497k.
Securities Act Rule 497k can be filled out by following the instructions provided by the Securities and Exchange Commission.
The purpose of Securities Act Rule 497k is to streamline the registration process for certain offerings of asset-backed securities.
Securities Act Rule 497k requires reporting information about the asset-backed securities being offered, the issuer, and certain disclosures.
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