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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549FORM NO QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Act file number: 81121869NEXPOINT

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How to fill out investment company act file

01

Step 1: Gather all required information and documents, such as the company's financial statements, investment policies, and management team information.

02

Step 2: Review and understand the regulations and guidelines outlined in the Investment Company Act.

03

Step 3: Prepare the necessary forms and documents as specified by the act, including Form N-1A, Form N-Q, and Form N-CEN.

04

Step 4: Complete all sections of the forms, providing accurate and detailed information about the investment company's operations, portfolio holdings, and financial performance.

05

Step 5: Ensure compliance with any specific requirements or disclosures mandated by the act, such as computing net asset values (NAV) or disclosing conflicts of interest.

06

Step 6: Review the completed forms for accuracy and completeness, making any necessary revisions or corrections.

07

Step 7: Submit the filled-out forms and accompanying documents to the appropriate regulatory authority, such as the Securities and Exchange Commission (SEC).

08

Step 8: Keep a copy of the filed documents for future reference and compliance auditing purposes.

Who needs investment company act file?

01

Investment companies, such as mutual funds, closed-end funds, and exchange-traded funds (ETFs), need to file the Investment Company Act filings.

02

Regulatory authorities, such as the Securities and Exchange Commission (SEC), require these filings to ensure transparency and compliance with regulations.

03

Investors and shareholders of investment companies also benefit from access to these filings, as it provides them with important information about the company's operations, financial status, and investment strategies.

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