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9/25/2017M G M A 2 017 A N UA L C O N F E R E N C E O C T. 8 11 A N A H E I M, CA Violation or Breach? Identify and Report HIPAA Incidents Kathryn Ayers Wickenhauser, MBA, CPC, CUTS Regulatory Compliance
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01
Gather all relevant information about the violation or breach, such as specific details, dates, and any supporting evidence.
02
Identify the relevant laws, regulations, or policies that have been violated or breached.
03
Clearly articulate the nature of the violation or breach, including the specific actions or behaviors that have taken place.
04
Use a formal and professional tone when documenting the violation or breach, ensuring that all information is accurate and objective.
05
Include any mitigating or aggravating factors that may be relevant to the violation or breach.
06
Clearly state the potential consequences or actions that may be taken as a result of the violation or breach.
07
Follow any specific procedures or protocols outlined by your organization or jurisdiction for reporting and documenting violations or breaches.
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Review and revise your documentation for accuracy and completeness before submitting it to the appropriate authorities or personnel.

Who needs violation or breach?

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Violation or breach documentation is necessary for various stakeholders such as:
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- Individuals or organizations seeking legal recourse or pursuing claims
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Violation or breach refers to an act of breaking a rule, law, or agreement.
The person or entity responsible for the violation or breach is required to file.
Violation or breach can be filled out by providing all relevant details and documentation related to the incident.
The purpose of filing violation or breach is to report an incident that goes against rules, laws, or agreements.
Information on the incident, parties involved, date and location, and any supporting evidence must be reported.
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