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Disciplinary and Other FINRA Actions Firm Fined, Individual Sanctioned Penn Plaza Brokerage, Ltd. (CRD #22366, New York, New York) and Leonard Thomas Angelo (CRD #60569, Registered Principal, New

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What is penn plaza brokerage ltd?

Penn Plaza Brokerage Ltd is a brokerage company located in New York.

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Any individual or entity that is a client or has engaged in brokerage services with Penn Plaza Brokerage Ltd is required to file.

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You can fill out the form online on the Penn Plaza Brokerage Ltd website or request a physical form to fill out and submit by mail.

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The purpose of Penn Plaza Brokerage Ltd is to ensure that accurate information regarding brokerage services is reported to regulatory authorities.

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Information such as client details, transaction history, fees, and any disputes must be reported on the Penn Plaza Brokerage Ltd form.

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