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80123120 FINANCIALPLANNING DISCLOSUREBROCHURE ThisbrochureprovidesclientswithinformationaboutthequalificationsandbusinesspracticesofJ. J.B. Billiard, W.L. Lyons, LLC(HilliardLyons)andthefinancialplanningservicesHilliardLyonsprovidesto
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How to fill out andexchangecommissionsecorbyanystatesecuritiesauthority
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Gather all the necessary information and documents related to the exchange commission or state securities authority.
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What is andexchangecommissionsecorbyanystatesecuritiesauthority?
It is a form required to be filed with the Securities and Exchange Commission by any states securities authority.
Who is required to file andexchangecommissionsecorbyanystatesecuritiesauthority?
Any states securities authority is required to file the form.
How to fill out andexchangecommissionsecorbyanystatesecuritiesauthority?
The form can be filled out electronically on the SEC's website.
What is the purpose of andexchangecommissionsecorbyanystatesecuritiesauthority?
The purpose is to provide information about securities activities conducted in a state.
What information must be reported on andexchangecommissionsecorbyanystatesecuritiesauthority?
Details about the securities activities, sales, and investors must be reported.
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