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Because we find that Geary twice permitted GSI to operate while it lacked the required net capital any sanction that we impose should be designed and tailored to deter the same underlying misconduct. Hampton Esq. Amy J. Pierce Esq. Decision 9311. The Hearing Panel found that Geary twice permitted his firm to operate a securities business while it lacked the required net capital in violation of FINRA Rule 2010. DECISION Complaint No. 2009020465801 Dated July 20 2016 Keith D. Geary Edmond OK...
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Twice permitted may be needed by individuals who require temporary permission or authorization to perform certain activities twice.
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In each case, the specific regulations and requirements for obtaining a twice permit may differ, so it is important to consult the relevant issuing authority or regulatory body.
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Twice permitted refers to a specific authorization granted for an activity or action to occur two times.
Individuals or entities that have received a twice permitted authorization are required to file it.
Twice permitted forms can be filled out by providing accurate information about the authorized activity and other required details.
The purpose of twice permitted is to allow certain activities or actions to occur twice within a specified time frame.
Information such as the nature of the activity, dates of occurrence, and any related restrictions must be reported on a twice permitted form.
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