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EMPLOYEE AND INSIDER TRADING POLICY TRILLIUM THERAPEUTICS INC. (the Company or Trillium) Approved by the Board of Directors on November 9, 2016 1. Policy Under securities and corporate legislation

How to fill out employee and insider trading

How to fill out employee and insider trading

1. To fill out employee and insider trading forms, follow these steps:
2. Obtain the necessary forms: You can usually find these forms on your company's intranet or by contacting your HR or legal department.
3. Read the instructions: Familiarize yourself with the instructions provided with the forms. They will guide you on how to accurately complete them.
4. Gather required information: Collect all the required information, such as your personal details, job role, and any relevant financial transactions or holdings.
5. Provide accurate information: Carefully fill in the forms, ensuring that you provide accurate and up-to-date information.
6. Review and double-check: Take a moment to review the completed forms for any errors or missing information. Make necessary corrections if needed.
7. Submit the forms: Once you are satisfied with the accuracy of the filled forms, submit them to the designated department within your organization.
8. Maintain records: Keep copies of the filled forms for your own records and for any future reference or audits.

Who needs employee and insider trading?

1. Employee and insider trading forms are required for individuals who are employed by publicly traded companies or have access to non-public information about a company.
2. Specific individuals who need these forms may include:
3. - Employees and officers of publicly traded companies
4. - Board of Directors and management personnel
5. - Non-employee directors
6. - Certain contractors or consultants who have access to insider information
7. These forms help in monitoring and preventing insider trading, ensuring compliance with securities laws, and protecting the integrity of the financial markets.

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What is employee and insider trading?

Employee and insider trading refers to the buying or selling of a company's stock by individuals who have access to non-public information about the company.

Who is required to file employee and insider trading?

Employees and insiders who have access to material non-public information about a company are required to file employee and insider trading reports with the appropriate regulatory authorities.

How to fill out employee and insider trading?

Employee and insider trading reports are typically filed electronically through a designated platform provided by the regulatory authorities. The report should include details of the securities traded, the date of the trade, and any material non-public information that was known at the time of the trade.

What is the purpose of employee and insider trading?

The purpose of employee and insider trading regulations is to prevent individuals from taking advantage of their privileged position within a company to profit from trading on material non-public information.

What information must be reported on employee and insider trading?

Employee and insider trading reports typically include information on the securities traded, the date of the trade, the price of the trade, and any material non-public information that was known at the time of the trade.