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Communicating with clients in a compliant mannerPresenters: Alien Khorasanee, Teresa Data and Jarrod Smith Compliance and Registrant Regulation Branch November 22, 2016 (webinar) November 24, 2016
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To fill out in a compliant manner, follow these steps:
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Read and understand the compliance requirements that apply to the specific task or form you are filling out.
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Gather all the necessary information and documents needed to complete the form accurately and in accordance with regulations.
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Start by providing your personal details, such as name, address, contact information, etc.
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Follow the instructions provided on the form carefully and ensure you provide all the requested information.
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Double-check your entries for accuracy and completeness before submitting the form.
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If there are any specific guidelines or formatting requirements, make sure to adhere to them.
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If you have any doubts or questions, seek assistance from a professional or someone who is knowledgeable about compliance.
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Keep copies of the filled-out form and any supporting documents for your records.
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Submit the form to the appropriate recipient or authority through the designated method (online, mail, etc.).
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Follow up if necessary to ensure your submission has been received and processed correctly.

Who needs in a compliant manner?

01
Anyone who is required to provide information or complete a task in accordance with regulations or legal requirements needs to do so in a compliant manner.
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This can include individuals, businesses, organizations, and government agencies, depending on the specific context and purpose.
03
Non-compliance may result in penalties, legal consequences, or rejection of the submitted information or task.
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In a compliant manner means following all rules, regulations, and guidelines set forth by relevant authorities.
Any individual or entity that is mandated by law or regulations to submit certain documents or information in a compliant manner.
To fill out in a compliant manner, one must ensure that all required information is accurately provided, all necessary forms are completed, and all deadlines are met.
The purpose of in a compliant manner is to ensure transparency, accuracy, and integrity in reporting and compliance with legal requirements.
Any information that is required by law or regulations to be disclosed or submitted in a compliant manner.
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