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THIS FORM WAS PREPARED BY DANIEL SMITH, ESQ. At an IA Part 2 of the Supreme Court of the State of New York, held in and for the County of, New York on the day of May 2014.e l present: X In the Matter

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What is at an ia part?

An IA part is an Investment Adviser Registration Depository form filed by investment advisers registered with the SEC.

Who is required to file at an ia part?

Investment advisers registered with the SEC are required to file an IA part.

How to fill out at an ia part?

An IA part can be filled out electronically through the Investment Adviser Registration Depository system.

What is the purpose of at an ia part?

The purpose of an IA part is to provide information about the investment adviser and its operations to the SEC.

What information must be reported on at an ia part?

Information such as the adviser's business practices, services offered, fees charged, and disciplinary history must be reported on an IA part.

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