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UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
INVESTMENT ADVISERS ACT OF 1940
Release No. 4853 / February 7, 2018,
ADMINISTRATIVE PROCEEDING
File No. 318361
ORDER INSTITUTING
ADMINISTRATIVE
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What is pursuant to section 203f?
Under section 203f, certain entities are required to report information on ownership and control to the Federal Trade Commission and the Antitrust Division of the Department of Justice.
Who is required to file pursuant to section 203f?
Entities that meet the size-of-transaction threshold and the size-of-person threshold are required to file pursuant to section 203f.
How to fill out pursuant to section 203f?
The filing must be completed using the Premerger Notification Form as required by the Federal Trade Commission and Antitrust Division guidelines.
What is the purpose of pursuant to section 203f?
The purpose of section 203f is to provide regulatory agencies with information about proposed mergers and acquisitions that may have an impact on competition in the marketplace.
What information must be reported on pursuant to section 203f?
Entities filing pursuant to section 203f must report detailed information about their ownership structure, financial information, and the proposed transaction.
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