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SEC Form 3 FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549OMB APPROVALINITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities

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How to fill out sec form 3

01

To fill out SEC Form 3, follow these steps:

02

Start by providing your basic information, such as your name, address, phone number, and email address.

03

Indicate your role in the transaction that requires the filing of SEC Form 3, whether you are the issuer, an officer, a director, or a beneficial owner.

04

Fill in the details of the securities involved in the transaction, including the class of securities, the date of the transaction, and the nature of the transaction.

05

If you are reporting a purchase or sale of securities, provide the details of the transaction, including the price, the number of securities acquired or disposed of, and any related derivative transactions.

06

Disclose any other relevant information required by SEC regulations, such as the purpose of the transaction, any agreements relating to the securities, and any changes in your ownership or control of securities.

07

Review the completed form for accuracy and make any necessary corrections or additions.

08

Sign and date the form.

09

Submit the form to the SEC in accordance with their filing instructions, which may include mailing a physical copy or submitting electronically through their online filing system.

10

Keep a copy of the filed form for your records.

Who needs sec form 3?

01

SEC Form 3 is typically needed by individuals or entities who are required to report their initial or new positions in securities of a publicly-traded company. This includes individuals who become directors, officers, or beneficial owners of more than 10% of the company's securities. The form helps ensure transparency and compliance with SEC regulations regarding securities ownership and transactions.

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What is sec form 3?

SEC Form 3 is a document that must be filed with the Securities and Exchange Commission (SEC) by directors, officers, and principal stockholders of a company when they acquire equity securities in the company.

Who is required to file sec form 3?

Directors, officers, and principal stockholders of a company are required to file SEC Form 3 when they acquire equity securities in the company.

How to fill out sec form 3?

SEC Form 3 can be filled out electronically on the SEC's website using the EDGAR system. The form requires information about the individual filing, the company, and the securities being acquired.

What is the purpose of sec form 3?

The purpose of SEC Form 3 is to disclose to the public any acquisitions of equity securities by directors, officers, and principal stockholders of a company, in order to provide transparency and prevent insider trading.

What information must be reported on sec form 3?

SEC Form 3 requires information about the individual filing, the company, and the securities being acquired, including the amount of securities acquired and the date of the acquisition.

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