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SEC Form 4 FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction

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How to fill out sec form 4

01

To fill out SEC Form 4, follow these steps:

02

Obtain the necessary information: Gather all the required details about the transaction, such as the date, type of transaction, and securities involved.

03

Identify the reporting person: Determine who needs to disclose the transaction. This can include directors, officers, and beneficial owners of more than 10% of the company's securities.

04

Complete the header information: Fill in the relevant identification details in the header section of the form, such as the reporting person's name, address, and relationship to the issuer.

05

Provide transaction information: Disclose the specific details of the transaction, including the date, description of the security, nature of the transaction (purchase, sale, etc.), and the number of shares or units involved.

06

Report ownership changes: If the transaction leads to a change in ownership, indicate this in the appropriate section of the form.

07

Attach necessary exhibits: If required, attach any additional exhibits or supporting documents to provide further clarification or evidence.

08

Sign and date the form: Verify the information provided, sign, and date the form to confirm its accuracy and authenticity.

09

File the form electronically: Submit the completed SEC Form 4 electronically through the SEC's EDGAR system or any other designated system as instructed.

10

Keep a copy: Retain a copy of the filed form for your records and potential future reference.

Who needs sec form 4?

01

SEC Form 4 is required to be filled out by individuals who are considered 'reporting persons' under the Securities Exchange Act of 1934. This typically includes directors, officers, and beneficial owners of more than 10% of a company's securities.

02

The reporting persons must disclose their transactions involving the company's securities, such as purchases, sales, gifts, grants, or acquisitions, within a specific time frame.

03

Filing SEC Form 4 helps ensure transparency and accountability in the securities market by providing public access to information about insider transactions.

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What is sec form 4?

SEC Form 4 is a document filed with the Securities and Exchange Commission (SEC) to report insider transactions.

Who is required to file sec form 4?

Corporate insiders, including officers, directors, and beneficial owners of more than 10% of a company's stock, are required to file SEC Form 4.

How to fill out sec form 4?

SEC Form 4 must be completed electronically through the SEC's EDGAR system. It requires information on the insider's identity, relationship to the company, and details of the transaction.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency and disclosure of insider transactions to investors and the public.

What information must be reported on sec form 4?

SEC Form 4 requires reporting of the insider's name, title, relationship to the company, details of the securities transaction, and the date of the transaction.

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