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BROCHURE SUPPLEMENT Part 2B of Form ADV Shawn M. Duffy VALID Financial Advisors, Inc. 2929 Allen Parkway, L1410, Houston, Texas 77019 (713) 8312205 Albert L. Johnson VALID Financial Advisors, Inc. 2929

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How to fill out brochure supplement part 2b

01

To fill out brochure supplement part 2b, follow these steps:

02

Gather all the necessary information, including your full name, firm name, CRD number, and the date the supplement is being filled out.

03

Begin by providing a description of your educational background, including the schools you attended, degrees earned, and any certifications or licenses you hold.

04

Next, detail your professional experience by listing your previous employment positions, including the name of the firms, your roles or titles, and the dates of employment.

05

Include information about any disciplinary history or regulatory actions taken against you or your firm. Be honest and transparent in disclosing this information.

06

Provide details about your participation in any investment-related associations, organizations, or affiliations. This may include memberships, board positions, or committee involvement.

07

Indicate if you have any business activities outside of your firm, such as outside employment or private investment activities, and provide the necessary details.

08

Finally, review and double-check all the information you have entered to ensure accuracy and completeness. Make any necessary corrections before submitting the filled-out brochure supplement part 2b.

Who needs brochure supplement part 2b?

01

Brochure supplement part 2b is needed by professionals and firms registered with the appropriate regulatory bodies, such as the U.S. Securities and Exchange Commission (SEC) or state securities regulators.

02

This supplement is typically required for individuals providing financial advisory services or offering investment advice to clients.

03

The purpose of the brochure supplement part 2b is to provide clients and potential clients with information about the educational background, professional experience, and other qualifications of the financial professional or firm.

04

Clients often rely on this information to make informed decisions about hiring a financial advisor or entrusting their investments to a particular firm.

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What is brochure supplement part 2b?

Brochure supplement part 2b is a document that provides information about certain individuals of a registered investment adviser.

Who is required to file brochure supplement part 2b?

Certain individuals of a registered investment adviser are required to file brochure supplement part 2b.

How to fill out brochure supplement part 2b?

Brochure supplement part 2b should be filled out by providing accurate and up-to-date information about the individual in question.

What is the purpose of brochure supplement part 2b?

The purpose of brochure supplement part 2b is to provide clients with information about key individuals working at the registered investment adviser.

What information must be reported on brochure supplement part 2b?

Information such as educational background, business experience, and disciplinary history must be reported on brochure supplement part 2b.

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