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Alternative Trading Systems with Form ATS on File with the SEC as of July 3, 2017, Full Name of Alternative Trading System (as provided in item 1. A. of Form ATS) Aqua Securities L.P. Arbor Research

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What is alternative trading systems with?

Alternative trading systems (ATS) are alternative trading venues that operate outside of traditional stock exchanges.

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To fill out alternative trading systems, operators must provide information about the operation and transaction details of the ATS.

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The purpose of filing alternative trading systems is to provide regulators with transparency into the operations and transactions conducted on the ATS.

What information must be reported on alternative trading systems with?

Information such as transaction volume, types of securities traded, and participant details must be reported on alternative trading systems filings.

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