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SEC Form 5UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 5OMB Number: hours per response:1.0Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment
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Code of conduct is a set of rules and guidelines that outline the ethical and behavioural expectations for individuals or organizations.
Certain organizations or individuals may be required to file a code of conduct, depending on local regulations or industry standards.
Code of conduct can be filled out by outlining the rules and guidelines that individuals or organizations should follow, as well as any specific reporting requirements.
The purpose of code of conduct is to promote ethical behaviour, create a positive work environment, and ensure compliance with laws and regulations.
Information that must be reported on code of conduct may include conflicts of interest, gifts and gratuities, and compliance with company policies.
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