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Oceanside Securities Company Limited 29 18 18/F, China Building, 29 Queens Road Central, HK Tel: (852) 28472222 Fax: (852) : (852) 28451935SECURITIES SETTLEMENT INSTRUCTION ACCOUNT NAME: : ACCOUNT
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How to fill out securities settlement instruction
How to fill out securities settlement instruction
01
To fill out securities settlement instructions, follow these steps:
02
Obtain the necessary settlement instruction form from your broker or financial institution.
03
Provide your personal and account information, including your name, address, and account number.
04
Specify the details of the securities being settled, such as the symbol, quantity, and type of security.
05
Indicate the settlement date, which is the date by which the securities must be delivered or received.
06
Choose the settlement method, such as delivery versus payment (DVP) or free of payment (FOP).
07
Provide the relevant bank or custodian account details for the settlement.
08
Review the completed form for accuracy and completeness.
09
Sign and submit the securities settlement instruction form to your broker or financial institution.
Who needs securities settlement instruction?
01
Securities settlement instructions are needed by individuals, institutions, and organizations involved in the trading and settlement of securities. This includes investors, traders, brokers, financial institutions, custodians, and clearing houses. Any party that engages in buying, selling, or transferring securities may require securities settlement instructions to ensure the proper and timely settlement of trades.
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