Get the free Form 10 Application for one-off extended trading hours

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Nov 9, 2017 ... For temporary (one-off) extended trading hours, you will need to apply ... The following one-off extensions to trading hours are available upon approved application: ... 9-10am for

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What is form 10 application for?

Form 10 application is for registering a new broker-dealer with the Securities and Exchange Commission (SEC).

Who is required to file form 10 application for?

Broker-dealers who are seeking to operate in the securities industry are required to file form 10 application.

How to fill out form 10 application for?

Form 10 application must be completed with information about the broker-dealer's business operations, key personnel, and financial condition.

What is the purpose of form 10 application for?

The purpose of form 10 application is to provide the SEC with necessary information to assess the broker-dealer's compliance with regulations and to protect investors.

What information must be reported on form 10 application for?

Information such as the broker-dealer's business activities, financial statements, ownership structure, and disciplinary history must be reported on form 10 application.

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