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Form ADV Part 2A Glencoe Limited, L.L.C. 200 N. Basally St. Suite 2150 Chicago, IL 60601 Main Phone Number: 312.795.6300 http://www.glencap.com http://www.stockwellcapital.com March 31, 2017, This

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How to fill out form adv part 2a

01

To fill out Form ADV Part 2A, follow these steps:

02

Gather all the required information and documents.

03

Start by providing your firm's basic information, such as its name, address, and contact details.

04

Include information about your firm's ownership structure, including any affiliates or subsidiaries.

05

Describe your firm's investment advisory business, including the types of clients you serve and the services you offer.

06

Provide details about your firm's fees, compensation, and any potential conflicts of interest.

07

Disclose any disciplinary events or legal proceedings involving your firm or its employees.

08

Describe your firm's investment strategies and any material risks associated with those strategies.

09

Include information about your firm's key personnel, their qualifications, and any disciplinary history.

10

Provide information about your firm's code of ethics and how you handle client privacy.

11

Finally, review the completed Form ADV Part 2A for accuracy and completeness before submitting it.

Who needs form adv part 2a?

01

Form ADV Part 2A is required for any investment advisory firm registered with the Securities and Exchange Commission (SEC) or a state securities authority.

02

It is necessary for firms that provide investment advice and manage assets on a discretionary basis for clients.

03

Registered investment advisors (RIAs) who meet the threshold criteria set by the SEC or state securities authorities must file Form ADV Part 2A to disclose their business practices, services offered, fees charged, and any potential conflicts of interest to clients and regulators.

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What is form adv part 2a?

Form ADV Part 2A is a disclosure document that provides information about an investment advisor, including services offered, fees, conflicts of interest, and disciplinary history.

Who is required to file form adv part 2a?

Investment advisors registered with the Securities and Exchange Commission (SEC) are required to file Form ADV Part 2A.

How to fill out form adv part 2a?

Form ADV Part 2A can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv part 2a?

The purpose of Form ADV Part 2A is to provide clients with important information about an investment advisor's business practices and potential conflicts of interest.

What information must be reported on form adv part 2a?

Information reported on Form ADV Part 2A includes services offered, fees, conflicts of interest, disciplinary history, and other relevant information.

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