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GAIN CAPITAL GROUP, LLC Bed minster One 135 US Highway 202/206 Suite 11 Bed minster, NJ 07921Discretionary Account Agreement Futures and Options Trading Authorization The undersigned hereby authorizes
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How to fill out discretionary trading agreement

01
Step 1: Obtain the discretionary trading agreement form from the brokerage firm or legal counsel.
02
Step 2: Read the agreement thoroughly and understand the terms and conditions.
03
Step 3: Complete the personal information section, including full name, address, and contact details.
04
Step 4: Specify the trading account details, such as the account number and type of account.
05
Step 5: Provide the discretionary authority details, including the scope of authority and any limitations.
06
Step 6: Indicate any specific investment objectives or restrictions, if applicable.
07
Step 7: Review the agreement once again to ensure all information is accurate and complete.
08
Step 8: Sign the agreement and date it.
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Step 9: Return the signed copy to the brokerage firm or legal counsel, as instructed.
10
Step 10: Keep a copy of the signed agreement for your records.

Who needs discretionary trading agreement?

01
Individuals or entities who want to delegate the authority to make investment decisions on their behalf may need a discretionary trading agreement.
02
It is commonly used by high net worth individuals, institutional investors, and those who may not have the time or expertise to actively manage their investments.
03
Financial advisors, asset managers, and hedge funds may also require discretionary trading agreements to execute trades on behalf of their clients.
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Discretionary trading agreement is a contract between a client and a financial advisor that allows the advisor to make trades on behalf of the client without needing approval for each transaction.
Financial advisors and firms who engage in discretionary trading on behalf of clients are required to file discretionary trading agreements.
To fill out a discretionary trading agreement, both the client and the financial advisor must agree on terms and sign the contract, outlining the advisor's authority to make trades on behalf of the client.
The purpose of a discretionary trading agreement is to allow financial advisors to make trades on behalf of clients without needing to seek approval for each transaction, streamlining the investment process.
A discretionary trading agreement must include the client's information, the terms of the agreement, the advisor's authority to trade on behalf of the client, and any fees or commissions involved.
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