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Alternative Trading Systems with Form ATS on File with the SEC as of March 1, 2016, Full Name of Alternative Trading System (as provided in item 1. A. of Form ATS) Aqua Securities L.P. Arbor Research
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Alternative Trading Systems (ATS) operate within certain exemptions provided by the SEC for trading securities outside traditional exchanges.
Entities operating as alternative trading systems are required to file with the SEC.
Alternative trading systems must be filed electronically through the SEC's EDGAR system.
The purpose of filing alternative trading systems is to provide transparency and regulatory oversight to these trading platforms.
ATS filings typically include information on the type of securities traded, the systems' rules, and ownership structure.
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