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Get the free Form ADV Part 2A: Firm Brochure Item 1 Cover Page

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Form ADV Part 2A: Firm Brochure Item 1 Cover Page2150 Post Road Fairfield, CT 06824 (203) 3193550 phone (203) 319 3554 faxes www.monecoadvisors.com May 2017NOTICE TO PROSPECTIVE CLIENTS: READ THIS
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How to fill out form adv part 2a

01
To fill out Form ADV Part 2A, follow these steps:
02
Start by providing basic information about your firm, including its name, address, and contact details.
03
Disclose any disciplinary actions or legal proceedings involving your firm or its key personnel.
04
Describe your firm's ownership structure, including the names of all direct owners.
05
Provide information about your firm's advisory services, including the types of clients you serve and the strategies you employ.
06
Disclose any conflicts of interest that may exist between your firm and its clients.
07
Explain your firm's fee schedule, including any fees or expenses that clients may be subject to.
08
Detail your firm's investment process and any methodologies or tools used in making investment recommendations.
09
Provide information about your firm's key personnel, including their background and qualifications.
10
Describe any additional business activities or affiliations your firm may have.
11
Finally, sign and date the form to certify its accuracy and completeness.

Who needs form adv part 2a?

01
Form ADV Part 2A is required by investment advisers registered with the Securities and Exchange Commission (SEC) under the Investment Advisers Act of 1940. Any firm that meets the definition of an investment adviser and is required to register with the SEC must file and maintain a current Form ADV Part 2A. This form provides crucial information to clients and prospective clients about the investment adviser's services, fees, disciplinary history, and potential conflicts of interest.
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Form ADV Part 2A is a disclosure document that provides information about an investment adviser's services, fees, and potential conflicts of interest.
Investment advisers registered with the Securities and Exchange Commission (SEC) or state securities authorities are required to file Form ADV Part 2A.
Form ADV Part 2A can be filled out electronically through the Investment Adviser Registration Depository (IARD) system. It requires detailed information about the adviser's business practices, fees, and conflicts of interest.
The purpose of Form ADV Part 2A is to provide clients with important information about an investment adviser's services, fees, and potential conflicts of interest to help them make informed decisions.
Information required to be reported on Form ADV Part 2A includes the adviser's background, business practices, fees, conflicts of interest, and disciplinary history.
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