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SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012FORMNOTIFICATION FORM FOR SUBSTANTIAL SHAREHOLDER(S)/ UPHOLDER(S) IN RESPECT OF INTERESTS IN

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How to fill out form 3 - investor

01

To fill out form 3 - investor, follow these steps:

02

Start by providing your personal information such as name, address, and contact details.

03

Indicate the type of investment you are making and specify the amount.

04

Provide details about the company or organization you are investing in, including their name, address, and contact information.

05

Answer any additional questions or sections specific to the form, such as disclosing any conflicts of interest or previous investments.

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Submit the completed form to the appropriate authority or entity.

Who needs form 3 - investor?

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Form 3 - investor is needed by individuals or entities who are making investments in companies or organizations.

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This form is typically used for reporting purposes and helps ensure transparency in investment activities.

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It may be required by regulators, financial institutions, or the company or organization in which the investment is being made.

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Anyone who is investing in a company and has been instructed to fill out form 3 - investor should do so to fulfill their obligations.

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What is form 3 - investor?

Form 3 - investor is a filing required by the Securities and Exchange Commission (SEC) for insiders to report their transactions in company stock.

Who is required to file form 3 - investor?

Corporate insiders such as directors, officers, and beneficial owners who own more than 10% of a company's stock are required to file form 3 - investor.

How to fill out form 3 - investor?

Form 3 - investor can be filled out electronically through the SEC's EDGAR system. It requires information about the insider's identity, the company's stock being traded, and the nature of the transaction.

What is the purpose of form 3 - investor?

The purpose of form 3 - investor is to increase transparency in the trading activities of insiders and prevent insider trading.

What information must be reported on form 3 - investor?

Form 3 - investor requires the reporting of the insider's name, title, relationship to the company, details of the transaction (date, type of security, price, and quantity), and any other relevant information.

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