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Item 1Cover PageHuckleberry Capital Management, LLC CRD# 173149ADV Part 2A, Firm Brochure Dated: January 17, 2018 19500 Prune ridge Ave #5310 Cupertino, CA 95014 2027586301 Contact: Sean Sun, Chief
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01
To fill out Form ADV - Huckleberry, follow these steps:
02
Start by filling out the general information section, including the name of the advisory firm and its contact information.
03
Provide details about the ownership and control of the firm, such as the names and addresses of the partners, directors, and executive officers.
04
Disclose any affiliations with other financial industry participants, including broker-dealers or registered investment advisers.
05
Describe the firm's business and services, including the types of clients and the investment strategies used.
06
Provide information about the firm's fees and compensation structure.
07
Detail any disciplinary history or legal proceedings involving the firm or its employees.
08
Complete the appropriate sections regarding the firm's client assets, including the approximate amount of assets under management.
09
Submit the form electronically through the Investment Adviser Registration Depository (IARD) system.
10
Keep a copy of the completed Form ADV - Huckleberry for your records.

Who needs form adv - huckleberry?

01
Form ADV - Huckleberry is required for investment advisers who are registered or applying for registration with the Securities and Exchange Commission (SEC).
02
This includes investment advisers that have at least $100 million in assets under management or that provide advice to investment companies.
03
It is an essential document for compliance and regulatory purposes and helps provide transparency to the SEC and clients about the adviser's business operations.
04
Investment advisers who meet the criteria set by the SEC need to fill out and submit Form ADV - Huckleberry.
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Form ADV-Huckleberry is a form filed by investment advisers with the Securities and Exchange Commission (SEC) that provides details about their business operations and the services they offer.
Investment advisers who have more than $25 million in assets under management are required to file Form ADV-Huckleberry with the SEC.
Form ADV-Huckleberry can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
The purpose of Form ADV-Huckleberry is to provide transparency to clients and regulators about an investment adviser's business practices, fees, conflicts of interest, and other important information.
Information such as the adviser's ownership structure, fees, types of clients served, investment strategies, disciplinary history, and other relevant details must be reported on Form ADV-Huckleberry.
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