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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: EXCEPTION CAPITAL LL PCRD Number: 171556Annual Amendment All Sections
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How to fill out primary business name exception

01
To fill out a primary business name exception, follow these steps:
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Start by gathering the necessary information and documents such as your business registration and identification.
03
Visit the official website of the regulatory authority or agency responsible for handling primary business name exceptions.
04
Find the appropriate application form or online portal for submitting your request.
05
Begin filling out the form by entering your personal details, such as name, address, and contact information.
06
Provide the necessary details about your business, including its legal name, registered address, and any supporting documentation.
07
Clearly explain the reason for requesting a primary business name exception and provide any relevant evidence or justification.
08
Double-check all the information you've entered to ensure accuracy and completeness.
09
Submit the filled-out form through the online portal or by mail, according to the instructions provided.
10
Await a response from the regulatory authority regarding the approval or denial of your primary business name exception request.
11
If approved, make sure to update your business documents and materials with the new primary business name.

Who needs primary business name exception?

01
Primary business name exceptions may be needed by individuals or businesses in specific situations, such as:
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- Businesses that operate under a trade name or fictitious name instead of their legal name
03
- Business owners who have undergone a legal name change and need to update their primary business name
04
- Companies with multiple divisions or branches that require different primary business names for identification purposes
05
- Non-profit organizations that use a different primary business name for branding or promotional purposes
06
- Individuals or entities involved in intellectual property licensing or franchising agreements where a different primary business name is used
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Primary business name exception is a process where a business can request an exception to use a business name that is different from its legal name.
Any business entity that wishes to operate under a name that is different from its legal name is required to file a primary business name exception.
To fill out a primary business name exception, the business must typically submit a form to the appropriate government agency along with any required documentation.
The purpose of primary business name exception is to allow businesses to operate under a name that is different from their legal name for branding or marketing purposes.
The information that must be reported on a primary business name exception typically includes the legal name of the business, the desired business name, and the reason for the requested exception.
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