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SEC Form 4UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 4OMB Number:December 31, 2014Estimated average burden hours per response:0.5Filed pursuant to Section 16(a) of the Securities Exchange
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How to fill out sec form 4
How to fill out sec form 4
01
To fill out SEC Form 4, follow these steps:
02
Obtain a copy of SEC Form 4, which is used for reporting changes in beneficial ownership of securities.
03
Fill in the personal information section, including your name, address, and any other required details.
04
Provide the details of the reporting person, including their name, relationship to the issuer, and title or capacity in which reporting.
05
Enter the details of the issuer, including their name, address, and the applicable securities exchange.
06
Specify the transaction details, such as the date of transaction, and the nature of ownership (direct or indirect).
07
Disclose the details of the securities involved, including the title of the class and any relevant CUSIP number.
08
Indicate any changes in ownership, such as acquisitions or disposals of securities, and provide the corresponding amount and price.
09
Sign and date the SEC Form 4 to certify the accuracy of the information provided.
10
Submit the completed form to the Securities and Exchange Commission (SEC) as required.
Who needs sec form 4?
01
SEC Form 4 is typically required by individuals who are insiders or officers of publicly-traded companies or company's shareholders. It is used to report any changes in their beneficial ownership of securities, such as stocks or options. Other parties who may need to fill out SEC Form 4 include directors, certain institutional investors, and other individuals with access to non-public information about a company's securities.
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