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ITEM 1 COVER Pageant Park Plaza Suite 600 Irvine, CA 92614 8888238111 http://www.fmdcapital.comForm ADV, Part 2A Brochure January 14, 2018This brochure provides information about the qualifications

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How to fill out form adv part 2a

01

To fill out Form ADV Part 2A, follow these steps:

02

Review the instructions: Start by carefully reading the instructions provided by the Securities and Exchange Commission (SEC) on how to complete Form ADV Part 2A.

03

Gather the necessary information: Collect all the required information, including the firm's identification details, business practices, conflicts of interest, fees charged, disciplinary history, and other relevant information.

04

Begin the form: Start by entering the firm's name, address, and contact information in the appropriate fields.

05

Provide background information: Fill in the required details about the firm's ownership, control, and any related entities.

06

Disclose conflicts of interest: Describe any conflicts of interest the firm may have or any material relationships that may impact client services.

07

Describe business practices: Provide an overview of the firm's investment strategies, advisory services offered, and how the firm manages client accounts.

08

Explain fees and compensation: Clearly outline the fees and compensation structures used by the firm, including how fees are calculated and any performance-based fees.

09

Include disciplinary history: Disclose any disciplinary events or legal actions involving the firm or its employees.

10

Finalize the form: Review all the entered information for accuracy and completeness. Make sure to sign and date the form before submission.

11

Submit the form: Follow the SEC's instructions for submitting the completed Form ADV Part 2A.

Who needs form adv part 2a?

01

Form ADV Part 2A is required for registered investment advisers (RIAs) in the United States.

02

RIAs who manage assets worth $25 million or more are required to complete Form ADV Part 2A and provide it to their clients.

03

Additionally, RIAs with less than $25 million in assets under management may also be required to file Form ADV Part 2A, depending on state regulations.

04

Form ADV Part 2A provides important information to clients about an RIA's services, fees, and business practices, helping them make informed decisions about their investments.

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What is form adv part 2a?

Form ADV Part 2A is a document that registered investment advisors (RIAs) are required to provide to clients. It includes information about the advisor's business practices, fees, services offered, and any conflicts of interest.

Who is required to file form adv part 2a?

Registered investment advisors (RIAs) are required to file Form ADV Part 2A.

How to fill out form adv part 2a?

Form ADV Part 2A can be filled out online through the Investment Adviser Registration Depository (IARD) system. Advisors must provide detailed information about their business practices, fees, services offered, and any conflicts of interest.

What is the purpose of form adv part 2a?

The purpose of Form ADV Part 2A is to provide clients with important information about their investment advisor, helping them make informed decisions about their investments.

What information must be reported on form adv part 2a?

Form ADV Part 2A requires advisors to report information about their business practices, fees, services offered, and any conflicts of interest.

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