Get the free Firm Brochure (SEC Form ADV) - SAVVI Financial

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FORM Uniform Application for Investment Adviser RegistrationPart II Page 1 Name of Investment Adviser:Advanced Asset Management, L.L.C. Address:(Number and Street)(City)2754 44th St SW Ste D(State)Wyoming

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How to fill out firm brochure sec form

01

To fill out the firm brochure sec form, follow these steps:

02

Gather all the necessary information about your firm, including its name, address, and contact details.

03

Provide a brief overview of your firm's history, mission, and key objectives.

04

Detail the services your firm offers, including investment advisory services, financial planning, portfolio management, etc. Clearly explain the fee structure for each service.

05

Include information about your firm's employees, their qualifications, and experience in the financial industry.

06

Disclose any conflicts of interest or disciplinary actions involving your firm or its employees.

07

Outline your firm's investment strategies, including any specific focus areas or asset classes.

08

Provide information about your firm's performance and track record, highlighting any relevant benchmarks or comparisons.

09

Include any additional information required by the SEC, such as legal disclosures or compliance information.

10

Review the completed form and ensure all information is accurate and up-to-date.

11

Submit the filled-out firm brochure sec form to the SEC as per their instructions.

Who needs firm brochure sec form?

01

The firm brochure sec form is required by investment advisory firms registered with the Securities and Exchange Commission (SEC).

02

This form is necessary for firms that provide investment advisory services to clients and fall under the jurisdiction of the SEC.

03

It helps investors and clients make informed decisions about whether to engage with a particular firm for their financial needs.

04

If your firm meets the criteria set by the SEC for registration and providing investment advisory services, you will need to fill out the firm brochure sec form.

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What is firm brochure sec form?

SEC Form ADV Part 2 (also known as the firm brochure) is a disclosure document that investment advisers are required to provide to their clients.

Who is required to file firm brochure sec form?

Registered investment advisers (RIAs) are required to file form ADV Part 2, also known as the firm brochure, with the SEC.

How to fill out firm brochure sec form?

The firm brochure sec form can be filled out electronically on the SEC's Investment Adviser Registration Depository (IARD) system.

What is the purpose of firm brochure sec form?

The purpose of the firm brochure sec form is to provide clients with important information about the investment adviser, including services offered, fees, disciplinary history, and conflicts of interest.

What information must be reported on firm brochure sec form?

The firm brochure sec form requires information about the adviser's business practices, fees, conflicts of interest, and disciplinary history.

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