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IMPORTANT NOTICE In accordance with the Client Identity Rule and Enforcement Policy introduced by the Securities and Futures Commission in November 1998 and March 1999 respectively, we are required
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How to fill out client identity undertaking

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How to fill out client identity undertaking

01
Start by providing the client's personal information, such as their full name, date of birth, and current address.
02
Include any relevant identification details, such as passport or driver's license number.
03
Specify the purpose of the client identity undertaking, whether it is for account opening, verification, or compliance purposes.
04
Clearly state the obligations and responsibilities of the client in the undertaking, such as providing accurate and up-to-date information.
05
Include any declaration clause that the client agrees to comply with all legal requirements and regulations.
06
Make sure to include a section where the client must sign and date the undertaking.
07
Keep a copy of the filled-out client identity undertaking for record-keeping purposes.

Who needs client identity undertaking?

01
Financial institutions, such as banks and investment firms, often require client identity undertakings.
02
Government agencies and regulatory bodies may also require client identity undertakings to ensure compliance with anti-money laundering and counter-terrorism financing regulations.
03
Any organization or business that deals with sensitive customer information and needs to confirm the identity of their clients may need client identity undertakings.
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Client identity undertaking is a document that verifies the identity of a client to comply with regulations and prevent money laundering.
Financial institutions, such as banks, are required to file client identity undertaking.
To fill out client identity undertaking, one must provide personal information, identification documents, and sign the form.
The purpose of client identity undertaking is to verify the identity of clients and prevent fraudulent activities.
Information such as name, address, date of birth, identification number, and source of funds must be reported on client identity undertaking.
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Relevant keywords

1998 1999 mirae hk counterparty undertakes practicable intermediaries transacting undersigned foregoing sar whereof regulators overridden applicable originate respectively intermediary effected discretionary entitle prohibits procure supplemental waived u

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